https://www.iambrookjackson.com/_files/ugd/9df0bc_794f8fbb3e1f49e6a2030ab09da77c16.pdfARGUMENT
The Statement supports Relator’s assertions that payment was contingent upon the vaccine
receiving emergency use authorization (“EUA”) and that the FDA in making that decision was reliant
upon the accuracy of the data produced in the clinical trials. If, as Relator witnessed and alleges, the
clinical trial protocol was egregiously broken, then the very basis upon which the EUA was granted
would be irrelevant. The government initially recognized the merits of Relator’s claims. The government
made several requests to extend its deadline to either intervene or allow Relator to continue
independently, ultimately deliberating for nearly a year prior to the unsealing of this action. Had the
government truly believed at the time, as they now try to claim, that Relator’s complaint was devoid of
evidence, they would never have required such ample time to investigate. Clearly, the government had an
interest in her allegations upon the initial filing of this action.
While the United States styles its Statement of Interest as supportive of Respondents’ motions to
dismiss, the United States agrees that a FCA claim for fraud in the inducement can be maintained if the
allegations create an inference that clinical trial violations could have “altered FDA’s approval or
authorization decision.” Id., at PageID 2056. The United States claims the inference must be that the
violations at the Ventavia site “actually” altered the FDA’s decision, but the FCA pleading standard is
not one of actuality but of materiality. Id.; See 31 U.S.C. § 3729(a)(1)(B) (imposing liability under the
FCA on any person who “knowingly makes, uses, or causes to be made or used, a false record or
statement material to a false or fraudulent claim”). Whether a false statement is material depends on
whether the false statement has a “natural tendency to influence, or is capable of influencing, the decision
of the decision making body to which it was addressed.” Neder v. United States, 527 U.S. 1, 16, 119
Indeed, the statute expressly defines “material” as “having a natural
tendency to influence, or be capable of influencing, the payment or receipt of money or property.” 3As recognized in U.S. ex rel. Longhi v. U.S., 575 F.3d 458 (5th Cir. 2009): “All that
is required under the test for materiality, therefore, is that the false or fraudulent statements have the
potential to influence the government’s decisions.” Id., at 470.
In the context of presumptions within the vaccine manufacturer immunity statute, 42 U.S. Code §
300aa–22(b)(2), the Southern District of Texas has held: “The Court cannot accept the fact that the FDA
licensed the vaccines as prima facie evidence that Defendants complied with all regulations […].”
Blackmon v. Am. Home Products Corp., 328 F. Supp. 2d 659, 666 (S.D. Tex. 2004). Similarly, the United
States cannot properly assert that the FDA’s approval, or its continued confidence in Respondents,
operates as evidence that Respondents complied with applicable regulations.
Clinical trial fraud influences the FDA’s decision to grant an EUA as this authorization is always
based on the “totality of the scientific evidence available.” See Doc. 70, PageID 2057-58. The United
States posits ipse dixit that given Ventavia’s clinical trials were “only about 3 percent, or approximately
1,500 of the nearly 44,000 total clinical trial participants” and that was not enough to alter the FDA’s
decision to grant EUA. Id. This analysis, however, does not track the materiality inquiry given proper
inquiry is whether the fraud has the “potential to influence the government’s decision.” See Longhi,
supra, 575 F. 3d at 470. If, as the United States suggests, clinical trial violations may form the basis for a
claim of fraudulent inducement under the FCA, then the only relevant pleading question is whether the
clinical trial violations could potentially influence the FDA’s decision to grant EUA. See Doc. 70,
PageID 2054 (recognizing that “it may be possible to articulate a viable FCA claim based on materially
false or fraudulent statements made to FDA related to a drug or vaccine authorization or approval.”).
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Even if the EUA was a forgone conclusion - as suggested by the United States, regardless of fraud
at any level given the FDA’s blind faith in Respondents, the relevant inquiry remains whether the clinical
trial violations as pled by Relator could potentially influence the decision making of an objective and
unbiased FDA. Given that the EUA analysis focuses on the “totality of the scientific evidence available,”
and since Relator has pled that “approximately 1,500 of the nearly 44,000 total clinical trial participants”
produced fraudulent data, Relator has sufficiently pled materiality. As a matter of law, a known
threshold of 3% fraudulent data could have “potentially” influenced the FDA’s decision to grant EUA.
And, to the extent it is even necessary, Relator can add to this 3% fraud threshold given that she has since
obtained data from other contracted research companies demonstrating similarly flawed clinical trial data.
Such blatant fraudulent activity at one testing site should also reasonably raise suspicion over the
accuracy of data produced at other sites. Further, the protocol established an end-point number of 164.
Am. Comp., Ex. 6, Doc. 17-1, PageID # 1029. The date for data cut-off for the final efficacy analysis was
November 14, 2020, when a total of 170 confirmed COVID-19 cases were accrued.1 A 3% reduction in
the final population studied for efficacy draws the final number of participants dangerously close to the
minimum established end-point number. Thus, 3% is significant.
Clinical trial fraud is not only a sound basis for a FCA claim, it is also the basis for criminal
charges.2
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In the Amended Complaint,
Relator detailed specific problems with the clinical trials including
the unblinding of participants, all deviations from which would have significant potential to affect both
the risks and benefits reported to the FDA; failure to obtain informed consent; failure to report participant
deaths; and trial data that was fabricated, altered, and hidden from the FDA, easily satisfying plausibility
under the FCA pleading standard. Relator witnesses numerous other clinical trial protocol violations:
1. Relator pled Ventavia failed to report “temperature excursions,” which impacted benefit and risk
by reducing potency and/or reducing potentially reactive agents in the injection.
2. Relator pled that doses of the frozen vaccine concentrate were required to thaw for thirty minutes
before administration, but Ventavia employees were told to hold the frozen concentrate in their
hand to speed up the thawing. This has the potential to change the chemistry and effects.
3. Relator pled clinical trial participants were given their second injection outside of the protocolmandated nineteen to twenty-three day window. On at least four occasions the vaccine
concentrate was over-diluted, which directly affects potency and reduces potential side-effects.
4. Relator pled Ventavia failed to report Serious Adverse Events (“SAEs”) to Pfizer and Icon,
though that information was available via the clinical trial participants’ “electronic diary” entries.
This is perhaps the most egregious violation not only of clinical trial protocol but of public trust.
5. Relator pled Ventavia’s documentation practices were careless, sloppy, inaccurate, and many
times falsified. Pfizer had access to this data and equally failed its oversight responsibilities which
rightfully draws the presumption that data from other clinical trials is just as bad if not worse.Each act of fraud directly impacted the risk-benefit calculation, which is a key inquiry in granting EUA.
Bypassing protocol taints results, period. Respondents’ failures have a clear and direct impact on the
most important aspects of the FDA’s decision to grant EUA.
https://www.iambrookjackson.com/_files/ugd/9df0bc_794f8fbb3e1f49e6a2030ab09da77c16.pdfDefendant Pfizer Inc. (“Pfizer” or the “Company”) moved to dismiss this action on April
22, 2022. (ECF 37.) Pfizer’s arguments for dismissal are strong, and the United States—the
named plaintiff in this action—has filed a Statement of Interest agreeing that dismissal is
appropriate. (ECF 70.) Pfizer recognizes that the Court has a heavy workload. The Company
files this brief, respectfully, to bring Pfizer’s pending motion to the Court’s attention and reiterate
Pfizer’s previous request for oral argument.
...
On October 4, 2022, the U.S. Department of Justice (“DOJ”) took the extraordinary step
of filing a Statement of Interest Supporting Dismissal of the Amended Complaint. (ECF 70.)
It
is not unprecedented for the Government to file statements of interest supporting plaintiffs in
declined qui tam actions. But the Statement of Interest here is entirely different. It sides with the
defendant, Pfizer, and the other defendants, and urges the Court to dismiss Relator’s lawsuit
because it fails to identify any “false or misleading” claims, its allegations are “implausible,” and
the United States continues to have “full confidence” in Pfizer’s COVID-19 vaccine. (ECF 70 at
6, 11–12.) In short, the Government has concluded there was no fraud here and agrees with Pfizer
that the Court should dismiss this case. To the best of Pfizer’s knowledge, the Government’s
submission is one-of-a-kind; never before has the United States filed a statement of interest seeking
outright dismissal of a relator’s FCA claims.
This unusual development seems to provide a compelling reason for an oral hearing on
Pfizer’s motion to dismiss. That motion was fully briefed as of October 27, 2022. (ECF 75.) To
promote efficiency and judicial economy, the Court has twice refused to start discovery pending
resolution of dispositive motions. (ECF 58, 86.) Under the current scheduling order, discovery is
set to commence on March 15, 2023, one month from today. (ECF 86.) Pfizer would be willing
to present oral argument on or before this date, should the Court deem it helpful.
https://www.iambrookjackson.com/_files/ugd/9df0bc_7c4ba252339448a2a50d3ba75393bc69.pdf...
Pfizer, in partnership with BioNTech, developed a COVID-19 vaccine using mRNA
vaccine technology.7
In July 2020, the U.S. Army Contracting Command selected Pfizer as the
awardee of a Project Agreement under which Pfizer would deliver 100 million doses of an FDA
authorized or approved vaccine to the Government on a firm fixed price per dose basis, in
accordance with a Statement of Work (SOW).
8
The introductory section of the SOW for the
Project Agreement explains that the
“intent” of the project is “to demonstrate that Pfizer has the
business and logistics capability to manufacture 100M doses of its currently unapproved mRNAbased COVID-19 vaccine for the Government.”9
For “background and context,” the SOW
explains that “Pfizer will meet the necessary FDA requirements for conducting ongoing and
planned clinical trials, and with its collaboration partner, BioNTech, will seek FDA approval or
authorization for the vaccine, assuming the clinical data supports such application for approval or
authorization.”10
The SOW expressly recognizes that the vaccine “clinical trials are regulated by
the FDA and HHS,” and specifies that “there is no need for separate regulation by the U.S. Army
Medical Research and Materiel Command.”11While clinical activities are described in the background section, the scope section of the
SOW states that clinical activities not related to the manufacturing of the vaccine are “out-of
scope” for the project as Pfizer and BioNTech have funded, and will continue to fund, those
clinical activities “without the use of Government funding.”12
..